№85-12
Research of the current state of using hydraulic excavators for mineral mining
М. Chebanov1 https://orcid.org/0000-0002-6681-2701
H. Zakinian1 https://orcid.org/0009-0007-1641-4768
1Dnipro University of Technology, Dnipro, Ukraine
Coll.res.pap.nat.min.univ. 2026, 85:156–166
Full text (PDF)
https://doi.org/10.33271/crpnmu/85.156
ABSTRACT
Purpose. To comprehensively investigate the current state of hydraulic excavator application in surface mining and analyze existing digging schemes to identify systemic flaws in modern methods of substantiating rational technological parameters of the working face.
Methodology. To achieve the goal, a comprehensive methodological approach was applied, combining methods of scientific synthesis and generalization of advanced industrial experience from mining enterprises, a comparative analysis of kinematic characteristics and spatial positioning of extraction equipment, and the study of spatial-kinematic schemes of working zones.
Findings. It has been established that the mass transition from traditional rope shovels to hydraulic machines has become a global, irreversible trend: today, the share of hydraulic excavators in the global fleet has reached 11%, while that of rope shovels has dropped to 1.5%. It was determined that excavator efficiency depends on the technological scheme of operation: top loading maximizes the bench height to 8.5–10 m, while bottom loading reduces mineral losses to 8–12%. Increasing the excavator's swing angle to 180° causes a twofold drop in productivity, and the implementation of dead-end logistics schemes requires expanding the working bench width to 13–15 meters.
Originality. For the first time, flaws in modern methodologies for designing the working face parameters of hydraulic excavators are systematized. It has been proven that existing static-geometric models and economic approaches ignore the dynamics of digging and dumping processes. A new scientific problem is formulated, consisting in substantiating the variable spatial positioning of a hydraulic excavator relative to the bench and haul truck as a critical factor influencing the total cycle time and excavator productivity.
Practical significance. The research results and identified limitations of existing design approaches form the necessary scientific foundation for developing a comprehensive methodology for substantiating the working face parameters of hydraulic excavators, which will optimize operations and increase the productivity of the mining and transport complex.
Keywords: hydraulic excavator, working face parameters, digging kinematics, working bench width, bench height.
References
1. Hekmat, A., Anani, A., Medina, J., & Shademan, M. (2024). Bench height effects on economical parameters at open pit mine. MassMin 2024: Proceedings of the International Conference & Exhibition on Mass Mining, 1444–1460. https://doi.org/10.36487/acg_repo/2435_p-02
2. Mnzool, M., Almujibah, H., Bakri, M., Gaafar, A., Elhassan, A. A. M., & Gomaa, E. (2024). Optimization of cycle time for loading and hauling trucks in open-pit mining. Mining of Mineral Deposits,18(1), 18–26 https://doi.org/10.33271/mining18.01.018.
3. Zhytkov, D., Lutsenko, S. O., & Hryhoriev, Yu. I. (2021). Analiz suchasnykh metodiv obgruntuvannia vysoty ustupu v umovakh vidkrytoi rozrobky rodovyshch korysnykh kopalyn. U Tezy VIII Vseukrainskoi naukovo-praktychnoi konferentsii studentiv, aspirantiv ta molodykh vchenykh «Perspektyvy rozvytku hirnychoi spravy ta ratsionalnoho vykorystannia pryrodnykh resursiv» (s. 31–33). Zhytomyrska politekhnika.
4. Antoshchenko, M., et al. (2024). Establishing the influence of the excavator standard sizes on the kaolin pit mining system parameters. E3S Web of Conferences, 526, Article 01019. https://doi.org/10.1051/e3sconf/202452601019.
5. Tereshko, D., Temchenko, O., Siedniev, P., & Bahashova, N. (2025). Peculiarities of application of lifting and loading equipment in changing conditions of mining production. Economics and Technical Engineering, 3(1), 106–119.https://doi.org/10.62911/ete.2025.03.01.10
6. Prystailo, M., Marchuk, K. (2019). Innovatsiini shliakhy vdoskonalennia budivelnoi tekhniky z ohliadu na potreby suchasnoi budivelnoi industrii. Hirnychi, budivelni, dorozhni ta melioratyvni mashyny, (94). https://doi.org/10.32347/gbdmm2019.94.0301
7. Svitlyi, Yu. H.,&Biletskyi, V. S. (2009). Hidravlichnyi transport [Monohrafiia]. Skhidnyi vydavnychyi dim; Donetske viddilennia NTSh; Redaktsiia hirnychoi entsyklopedii.
8. Bondarenko, A. O. (2017). Hirnychi mashyny dlia vidkrytykh hirnychykh robit. Natsionalnyi hirnychyi universytet.
9. Tytiuk, V., Khandakji, K., Sivyakova, G., Karabut, N., Chornyi, O., & Busher, V. (2021). Determining the parameters of the trajectory of the bucket of mining quarries excavators. E3S Web of Conferences, 280, Article 05013. https://doi.org/10.1051/e3sconf/202128005013
10. Shlapak, V. O., Kryvoruchko, A. O., Kunytska, M. S., & Shyshko, S. M. (2025). Suchasni pidkhody do optymizatsii vzaiemodii ekskavatoriv i kariernykh samoskydiv na suchasnykh shchebenevykh karierakh. Tekhnichna inzheneriia, 2(96), 358–366. https://doi.org/10.26642/ten-2025-2(96)-358-366
11. Kravets, V. H., Shukiurov, A., Vakhrushev, K. Yu., Panasiuk, A. V., & Baranovskyi, A. Yu. (2017). Otsinka efektyvnosti ruinuvannia hidromolotom nehabarytiv pryrodnoho kameniu. Visnyk Zhytomyrskoho derzhavnoho tekhnolohichnoho universytetu. Seriia: Tekhnichni nauky, 2(80), 166–172. https://doi.org/10.26642/tn-2017-2(80)-166-172
12. Frolov, O.O., & Beltek, M.I. (2021). Vplyv mistsia rozmishchennia hidravlichnoho ekskavatora zi zvorotnoiu lopatoiu u vyboi na efektyvnist vyimannia hirnychoi masy. Visnyk KrNU imeni Mykhaila Ostrohradskoho, 3(128), 70–75. https://doi.org/10.30929/1995-0519.2021.3.70-75
13. Bettens, S. P., Siegrist, P., & McAree, P. (2022). How do operators and environment conditions influence the productivity of a large mining excavator. International Journal of Mining and Mineral Engineering, 13(1), 18–35. https://doi.org/10.1504/IJMME.2022.124143
14. Slobodyanyuk, V. K., & Turchin, Y. Y. (2017). Rational use of hydraulic excavators in iron ore pits. Journal of Mining and Geological Sciences, 60(II), 21–26.
15. Sobko, B. Yu., & Chebanov, M. O. (2023). Kompleksy hirnychoho obladnannia «drahlain-avtosamoskyd» [Monohrafiia]. Zhurfond.
17. Kononovych, O. S., & Kosenko, T. V. (2020). Tekhnolohichni skhemy vidrobky ustupiv miakykh porid na karierakh. U Problemy heoinzhenerii ta pidzemnoi urbanistyky: Materialy III mizhnarodnoi naukovo-tekhnichnoi konferentsii (Vyp. 3, s. 50–54). KPI im. Ihoria Sikorskoho.
18. Pan, W. (2025). A simulation study on strength and fatigue analysis of hydraulic excavator buckets. Frontiers in Mechanical Engineering, 11, 1591320. https://doi.org/10.3389/fmech.2025.1591320
date of first submission of the article to the publication – 04/10/2026
date of acceptance of the article for publication after review – 05/20/2026
date of publication – 06/30/2026

